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Net capital rule
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#	Item
381	CFTC Form 1-FR-IB Instructions Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-05-04 12:06:02 Commodity Futures Trading Commission Net capital rule SEC filings U.S. Securities and Exchange Commission Government Futures contract Financial statement Securities Exchange Act Financial regulation Finance United States securities law
382	January[removed]NY2[removed] ©2014 Morrison & Foerster LLP \| All Rights Reserved \| mofo.com Add to Reading List Source URL: www.iflr.com Language: English - Date: 2014-02-05 10:13:11 Financial regulation Bank regulation Banking Basel III Dodd–Frank Wall Street Reform and Consumer Protection Act Basel II Net stable funding ratio Volcker Rule Capital requirement Finance Financial economics Systemic risk
383	SG - Gaelic - Minister for Children and Young People.dot Add to Reading List Source URL: www.scottish.parliament.uk Language: English - Date: 2013-12-20 08:08:22 Abuse Human behavior Child abuse Sexual abuse Sexual Offences (Scotland) Act Child pornography Commercial sexual exploitation of children Net capital rule Child sexual abuse Sex crimes Human sexuality
384	Foreign Exchange Prime Brokerage Product Overview and Best Practice Recommendations Add to Reading List Source URL: www.ny.frb.org Language: English - Date: 2005-12-19 15:43:26 Finance Financial economics Occupations Brokerage firm Foreign exchange market Repurchase agreement Broker Investment broker Net capital rule Financial services Prime Brokerage Business
385	PDF Document Add to Reading List Source URL: www.newyorkfed.org Language: English - Date: 2006-05-10 11:21:10 Business Prime Brokerage Brokerage firm Foreign exchange market Repurchase agreement Investment broker Net capital rule Financial services Finance Financial economics
386	PDF Document Add to Reading List Source URL: www.cgd.pt Language: English - Date: 2014-07-31 13:36:20 Investment banks Banking Euro Interbank Offered Rate Income statement UBS Economy of Portugal Subprime crisis background information Net capital rule Finance Financial economics Investment
387	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]November 5, 2008 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-10 15:14:38 Business United States housing bubble Options Clearing Corporation Short selling Mark-to-market accounting Securities lending Futures contract Margin Net capital rule Finance Financial economics Financial markets
388	Comments on[removed]and S7[removed]from Ron A. Rhoades, Chief Compliance Officer, Joseph Capital Management, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-25 16:46:24 Business Registered Investment Advisor Financial adviser Broker-dealer Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Net capital rule Ameriprise Financial Financial economics Finance Investment
389	Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc. Relating to Firm Quotations Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-27 12:18:41 Finance Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Self-regulatory organization Security Net capital rule United States securities law Financial economics Financial system
390	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 4, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Rel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-06 15:32:59 Financial markets Stock market Finance Chicago Board Options Exchange Regulation NMS Broker-dealer Securities Exchange Act Order Net capital rule Financial economics United States Securities and Exchange Commission Investment

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